The Securities & Exchange Commission

Abstract: This 22 page research paper is a comprehensive review of the SEC. Aspects covered include: legal framework of the SEC; laws the SEC administers, including the Security Act of 1933, the Security and Exchange Act of 1934, the Investment Company Act of 1940 and several other Acts and amendments through 1995; the reporting processes; and the impact on businesses including legal liabilities and disclosure requirements. Bibliography lists 12 sources.

Filename: SEC.wps

Pages: 22

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Catagory: Money & Banking / Corporate Finance

Subcatagory: Accounting & Personal Finance

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